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Section 2.4 The classification of fixed points

The cobweb plots in the previous section illustrate that the slope of the function at the point where it crosses the fixed point might play a role in the behavior of the iterates near that fixed point. We explore that further here. First, we explore the simplest situation - functions with constant slope.

Example 2.4.1 Linear iteration

Suppose that \(f\) is a linear function: \(f(x)=ax\text{.}\) It's easy to see that the origin \(x=0\) is a fixed point of \(f\text{.}\) Show that any non-zero initial point \(x_0\) moves away from the origin under the iteration of \(f\) whenever \(|a| > 1\) but moves towards the origin under iteration of \(f\) if \(|a| < 1\text{.}\)

Solution

This is easy, once we recognize that there is a closed form for the \(n^{\text{th}}\) iterate of \(f\text{,}\) namely \(f^n(x) = a^n x\text{.}\) Note that cobweb plots for these functions are shown in figure Figure 2.4.2.

Figure 2.4.2 Some linear cobweb plots

Checkpoint 2.4.3 Affine iteration

Suppose, that \(f\) is an affine function, which just means that it has the form \(f(x)=ax+b\text{,}\) where \(a\neq 0\text{.}\) Suppose also that \(x_0\in\mathbb R\) and let's consider the iterates \(x_{n+1} = f(x_n)\)

  1. Show that \(f\) has a unique fixed point iff \(a\neq 1\text{.}\) What if \(a=1\text{?}\)
  2. Suppose that \(|a| < 1\text{.}\) Show that the sequence of iterates converges to the fixed point of \(f\text{.}\)
  3. Suppose that \(|a| > 1\text{.}\) Show that the sequence of iterates diverges.
  4. What happens if \(a=-1\text{?}\)

Example 2.4.1 and Checkpoint 2.4.3 together classify the dynamical behavior of first order polynomials completely and show that their behavior is fairly simple. For that reason, we focus on polynomials of degree two and higher. Already in the quadratic case, we can find much more complicated and interesting behavior. Motivated by the behavior we see in linear and affine functions, we make the following defintion.

Definition 2.4.4
Let \(f:\mathbb R \to \mathbb R\) be continuously differentiable and suppose that \(x_0\in\mathbb R\) is a fixed point of \(f\text{.}\) Then we classify \(x_0\) as
  1. attractive, if \(0 < |f'(x_0)| < 1\text{,}\)
  2. super-attractive, if \(f'(x_0) = 0\text{,}\)
  3. repulsive or repelling, if \(|f'(x_0)| > 1\text{,}\) or
  4. neutral, if \(|f'(x_0)| = 1\text{,}\)
The number, \(f'(x_0)\) is called the multiplier for the fixed point. If, in the attractive case, the multiplier is zero, we say that \(x_0\) is super-attractive.

The following theorem justifies this notation.

We prove part one; the second part is similar. Since \(|f'(x_0)|<1\) and \(f'\) is continuous, we may choose an \(\varepsilon>0\) and a postive number \(r<1\) such that \(|f'(x)|<r\) for all \(x\) such that \(|x-x_0| < \varepsilon\text{.}\) Then, given \(x\) such that \(|x-x_0| < \varepsilon\text{,}\) we can apply the Mean Value Theorem to obtain a number \(c\) such that

\begin{equation*} |f(x)-x_0| = |f(x)-f(x_0)| = |f'(c)||x-x_0| \leq r\varepsilon. \end{equation*}

By induction, we can show that

\begin{equation*} |f^n(x)-x_0| \leq r^n\varepsilon. \end{equation*}

The result follows, since \(r^n\varepsilon \to 0\) as \(n\to\infty\text{.}\)

From the proof, we see that \(x_n\to x_0\) exponentially and that the magnitude of \(|f'(x_0)|\) dictates the base of that exponential. When \(f'(x_0)=0\text{,}\) the rate is faster than exponential.

Example 2.4.6

The function \(f(x)=4.8\,x^2(1-x)\) is graphed in figure Figure 2.4.7, along with the line \(y=x\text{.}\) The points of intersection are fixed points and, from left to right, they are super-attractive, repulsive, and attractive. The reader should consider the appearance of a cobweb plot for initial values starting near each of those fixed points.

Figure 2.4.7 Three types of fixed points

The behavior of iterates near a neutral fixed point can be more varied.

Checkpoint 2.4.8 Dynamical behavior near neutral fixed points

For each of the following scenarios, find an example of a function \(f:\mathbb R\to \mathbb R\) and a fixed point \(x_0\) of \(f\) satisfying that scenario.

  1. There is an \(\varepsilon > 0\) such that the orbit of \(x\) tends to \(x_0\) for all \(x\) such that \(|x-x_0| < \varepsilon\text{.}\)
  2. There is an \(\varepsilon > 0\) such that the orbit of \(x\) tends initially away from \(x_0\) for all \(x\) such that \(|x-x_0| < \varepsilon\text{.}\)
  3. There is an \(\varepsilon > 0\) such that the orbit of \(x\) tends to \(x_0\) for all \(x\) such that \(0 < x-x_0 < \varepsilon\) but the orbit of \(x\) tends initially away from \(x_0\) for all \(x\) such that \(0 < x_0-x < \varepsilon\text{.}\)
  4. There is an \(\varepsilon > 0\) such that the orbit of \(x\) tends to \(x_0\) for all \(x\) such that \(0 < x_0-x < \varepsilon\) but the orbit of \(x\) tends initially away from \(x_0\) for all \(x\) such that \(0 < x-x_0 < \varepsilon\text{.}\)
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